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FinEX Asia Secures Hong Kong Advising on Securities and Asset Management Licenses
Dec 11, 2017

HONG KONG, December 10, 2017 – FinEX Asia Investment Limited (“FinEX Asia”), an investment management arm of Hong Kong-based global FinTech platform, today announced it has received Securities and Futures Commission (SFC) approval for Advising on Securities and Asset Management licenses. As an international financial center, Hong Kong is best placed as the link between Asian investors and international assets, leveraging on mainland China’s FinTech landscape.

“FinEX Asia is pleased to have received our SFC licenses.” said Ms. Maggie Ng, Founder and CEO of FinEX Asia. “We appreciate the guidance we have received from the SFC during this thorough and detailed process. We believe Hong Kong is well positioned to be a global leader in fintech and are excited to play a key role in this development journey.” FinEX Asia aims to provide a highly transparent platform that leverages on its tech capability to bring high-quality assets to institutional and professional investors.

“FinEX Asia’s new milestone demonstrates how Hong Kong is the ideal FinTech hub for scaling a business globally. It showcases a business model on how the US assets meet the mainland Chinese technology in Hong Kong to reach international investors, and unveils the massive and boundless potential of Hong Kong’s FinTech ecosystem”, said Mr. Charles d’Haussy, Head of FinTech of Invest Hong Kong.

“FinTech has become more and more of a common dialogue within Hong Kong regulators and
industry incumbents. There are increasing numbers of FinTech initiatives and collaborations to develop FinTech innovation, research and talents. We are pleased to see that FinEX Asia received the SFC licenses,” said Mr. Anthony Sar, Founder of Finnovasia, a key program partner for Hong Kong FinTech Week.

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About FinEX Asia:
FinEX Asia is the first global FinTech platform connecting professional and institutional Asian investors with high quality, low volatility asset classes, including U.S. consumer loans, an asset class that was traditionally dominated by global institutional investors and banks. The company aims to maximize return for qualified investors through technology, professionalism, expertise and an extensive global network.

Asset management is FinEX Asia’s core business. Combining rich risk management expertise and advanced FinTech technology, FinEX Asia launched Asia’s first financial technology asset management platform. Through this platform, professional and institutional investors can access a series of FinEX Asia funds that are carefully structured through advanced risk modelling capabilities, blockchain data security and real-time performance monitoring. FinEX Asia Investment Limited is an SFC regulated entity.

FinEx Asia is also committed to global investment services through an international network and presence. The team of financial professionals is dedicated to provide the best options for qualified Asian investors interested in gaining easy access to strong, high performing asset classes around the globe.

Based in Hong Kong, FinEX Asia is a strategic technology partner of Dianrong, a leader in online marketplace lending in China. For more information, please visit This press release is distributed by Wonderful Sky Financial Group Limited on behalf of FinEX Asia.

For more information, please contact:
Wonderful Sky Financial Group Limited
Navin Law / Sammie Zhang / Rachel Zhu
Tel: 3970 2256 / 3970 2255 / 3970 2127
Email: / /

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In Hong Kong, professional investors (Professional Investors) are divided into three categories:

A.    Institutional Professional Investors – i.e. those falling within paragraphs (a) to (i) of Part 1 of Schedule 1 to the Securities and Futures Ordinance (SFO), e.g. authorised banks, licensed intermediaries.

B.    Individual Professional Investors – i.e. individuals who, either alone or with their spouse or children on a joint account, have a portfolio of at least HK$8 million or its foreign currency equivalent. The term “portfolio” is defined as a portfolio of securities, money held by a custodian or a certificate of deposit issued by a Hong Kong authorised financial institution or a bank which is regulated in any other jurisdiction.

C.    Corporate Professional Investors being:
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c.    Corporations whose sole business is to hold investments and which are wholly owned by one or more of the following: (i) a trust corporation within (a) above; (ii) an Individual Professional Investor; (iii) a corporation or partnership within (b) above.

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